ESMA has published a compliance table for its Guidelines on certain aspects of the MiFID II suitability requirements (2023 revised version) [ESMA35-43-3172] (see eventid=20583).
The compliance table shows that all countries are or will be compliant by 31 October 2023, with the exception of Romania which will be compliant by 1 December 2023 and Germany, which will be compliant by 21 December 2023.
Other Features
AIF
AIFM
assessment
auditing
banks
compliance
credit
financial advisors
fund management
investment firms
investor protection
investors
model
PAI
risk
securities
shareholders
standard
sustainability
Date Published: 2023-10-10
Regulatory Framework: Markets in Financial Instruments Directive (MiFID II)
Regulatory Type: information
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