The Monetary Authority of Singapore (MAS) has published revised Notice SFA 02-N02 regarding the list of all MAS-recognized market operators as set out in Annex A of the Notice. Such operators are obliged to implement and maintain policies and procedures to ensure thorough and effective control of market participants engaged in securities trading on their trading venue.
The latest revised document indicates that two exchanges have been added, namely:
33. Korea Stock Exchange, Inc.
34. Turquoise Global Holdings Europe B.V
Other Features
compliance
securities trading
supervisory practices
trading
trading venues
Date Published: 2023-02-07
Date Taking Effect: 2023-02-08
Regulatory Framework: Securities and Futures Act
Regulatory Type: procedure
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