Events listed in United States
Proposed Agency Information Collection Activities; Comment Request (Regulators ...
ID 25144
The Office of the Comptroller of the Currency (OCC), the Board of Governors of the Federal Reserve System (FED), and the Federal Deposit Insurance Corporation (FDIC) are requesting comments on their proposed revised data collection in connection with „Call Reports“ and the FFIEC 002 and 002S reports. Call reports must be filed by all banks and bank holding companies located in the US. They ...
Submission for OMB Review; Comment Request: Rule 15c6-2 (SEC seeks comments on ...
ID 25143
In relation to its new rule to shorten the settlement cycle for securities transactions from two business days to one from May 28, 2024 (please see Event ID19797 for more information), the SEC has now published in the Federal Register its obligatory „notice to solicit comments“ on related „collection“ requirements, including policy creation, maintenance, or (other) recordkeeping obligations of covered firms. As details were ...
OCC Releases Bank Supervision Operating Plan for Fiscal Year 2024
ID 25138
The Office of the Comptroller of the Currency (OCC) has released its Fiscal Year 2024 Bank Supervision Operating Plan, which outlines the Office’s supervisory priorities for the upcoming year. The plan is primarily meant for OCC staff to guide them towards corresponding supervisory activities, but is also a valuable source of information for supervised entities to find out the key priorities of the regulator. ...
Beneficial Ownership Information Reporting Deadline Extension for Reporting ...
ID 25125
The Financial Crimes Enforcement Network (FinCEN) has launched and published in the Federal Register a consultation on the extension of the upcoming deadline for reporting beneficial ownership for certain companies. Specifically, FinCEN is suggesting a change to the current beneficial reporting rule as outlined in EventID 17480 and included in Statutory Instrument 31 CFR Part 1010, new §1010.380. This change would affect entities established ...
Sudan Designations
ID 25123
The Office of Foreign Assets Control (OFAC) has published a press release to inform about new sanction measures. Specifically, the Office added one individual and two entities to its Specially Designated Nationals and Blocked Persons List (SDN List) pursuant to existing sanction regulations (Executive Order 14098) for their engagement in activities that undermine the stability and peace in Sudan. The following parties are affected ...
Proposed Agency Information Collection Activities; Comment Request (FED proposes to ...
ID 25115
The Board of Governors of the Federal Reserve System (FED) has published in the Federal Register its proposal to extend for three years, with revisions, the recordkeeping and disclosure requirements associated with „Regulation LL“ which requires Savings and Loan Holding Companies (SLHCs) to – submit an annual capital plan to the Board; – seek prior approval from the Board under specific circumstances before making ...
Iran-related Designations; Non-Proliferation Designations; Counter Terrorism ...
ID 25102
The Office of Foreign Assets Control (OFAC) has published a press release to inform about new sanction measures. Specifically, the Office added two individuals and five entities to its Specially Designated Nationals and Blocked Persons List (SDN List) pursuant to existing sanction regulations 31 CFR Part 544, 31 CFR Part 561, and Executive Order 13382 for being involved in the facilitation or support of ...
Registration form for open-end management investment companies (PDF)
ID 25090
The U.S. Securities and Exchange Commission (SEC) has published new Form N-1A related to the registration of open-end management investment companies (mutual funds). The new form must be used for registration beginning October 2, 2023 and will be valid through July 31, 2026 unless otherwise modified before, following the approval of the Office of Management and Budget (OMB). Form N-1A requires essential information about ...
Lease Financing: Revised Comptroller’s Handbook Booklet and Rescissions
ID 25088
The Office of the Comptroller of the Currency (OCC) has published a revised Lease Financing booklet addressed at institutions engaged in lease financing. This booklet – which first presents the general concept of lease financing, outlines corresponding regulations, and notes lease financing-related restrictions – focuses on identifying and analyzing risks of (covered) institutions associated with lease financing. Such risks range from credit and liquidity ...
Counter Narcotics Designations
ID 25077
The Office of Foreign Assets Control (OFAC) has published a press release to inform about new sanction measures. Specifically, the Office announced that it has added four individuals to its Specially Designated Nationals and Blocked Persons List (SDN List) for being engaged in or supporting the trafficking of fentanyl and other illegal drugs pursuant to Executive Order 14059. The affected parties are the following: ...