Events listed in Commodity Exchange Act
Reporting, Recordkeeping, Daily Trading Records, and Swap Documentation ...
ID 21834
Following an announcement earlier this year of upcoming changes to Statutory Instrument 17 CFR Part 23, the U.S. Commodity Futures Trading Commission (CFTC) has now published the corresponding final changes in the Federal Register. The modifications are technical, non-substantive in nature and include the following: 1. the update of several legal references; 2. the replacement of the term unique swap identifier (USI) with the ...
CFTC Staff Revises No-Action Positions Regarding External Business Conduct ...
ID 21697
The Market Participants Division (MPD) of the U.S. Commodity Futures Trading Commission has published a press statement to announce time-limited no-action relief for swap dealers (SDs) and major swap participants (MSDs) relating to swaps that are intended to be cleared (ITBC Swaps) as regards certain business conduct and documentation requirements pursuant to Commission Regulation 17 CFR Part 23, § 23.504. Specifically in 2013, the ...
CFTC Approves Technical Corrections to Swap Dealer Regulations
ID 21581
The U.S. Commodity Futures Trading Commission (CFTC) has published a press statement to announce upcoming changes to Statutory Instrument 17 CFR Part 23 which is the key legislation governing swap dealers (SDs) and major swap counterparties (MSPs) as regards registration, capital and margin, reporting, and recordkeeping requirements, to name a few. The modifications, so the CFTC, are technical, non-substantive in nature and include the ...
Annual Adjustment of Civil Monetary Penalties To Reflect Inflation-2023
ID 21428
The U.S. Commodity Futures Trading Commission (CFTC) has published in the Federal Register the annual inflation adjustment to the civil money penalty amounts for conduct violations of all types under the Commodity Exchange Act of 1936 and / or subsequent orders and regulations. The inflation adjustment is based on the change in the Consumer Price Index for all Urban Consumers (CPI-U) measured as of ...