Events listed in Financial Advisers Act 2001
Consultation Paper on Draft Notices on the Competency Requirements for ...
ID 25131
Following a consultation (P006 – 2020) in 2000 on proposed amendments to the Capital Markets and Financial Advisory Services Examinations (CMFAS Examination) as set out in Notice FAA-N13 and Notice SFA 04-N09 which themselves outline the entry, examination, and continuing education requirements of representatives authorized under the Financial Advisers Act 2001 and the Securities and Futures Act 2001, the Monetary Authority of Singapore (MAS) ...
FAQs on Financial Advisers Act, Financial Advisers Regulations, Notices and ...
ID 25062
The Monetary Authority of Singapore (MAS) has published revised FAQs on the Financial Advisers Act (FAA), Financial Advisers Regulations (FAR), Notices and Guidelines. The frequently asked questions provide guidance to financial advisers about the FAA regime and covers topics including licensing requirements, exemptions therefrom, the representative notification framework, business conduct and reporting requirements, specific product issues, and many others. ##### This last r ...
Financial Advisers (Exemption for Cross-Border Arrangements) (Foreign Related ...
ID 24875
On September 7, 2023, the Financial Advisers (Exemption for Cross-Border Arrangements) (Foreign Related Corporations) (Amendment No. 2) Regulations 2023 were published on Singapore Statutes Online, the official journal of Singapore. The regulations modify Regulation 2 and 6 of the Financial Advisers (Exemption for Cross-Border Arrangements) (Foreign Related Corporations) Regulations 2021 as follows: (1) In regulation 2 pertaining to „definitions“, the definition o ...
Financial Advisers (Exemption for Cross-Border Arrangements) (Foreign Offices) ...
ID 24862
On September 7, 2023, the Financial Advisers (Exemption for Cross-Border Arrangements) (Foreign Offices) (Amendment No. 2) Regulations 2023 were published on Singapore Statutes Online, the official journal of Singapore. The regulations modify Regulation 2 and 8 of the Financial Advisers (Exemption for Cross-Border Arrangements) (Foreign Offices) Regulations 2021 as follows: (1) In regulation 2 pertaining to „definitions“, the definition of Accredited Investor is r ...
Consultation Paper on Enhancing Pre and Post-Transaction Safeguards for Retail ...
ID 24724
Finally, more than two years following the launch of a consultation on enhanced (due diligence) requirements of financial advisers (FAs) with respect to „selected clients (SCs)“ (those 62 years old or older, clients with little proficiency in English, or clients with low academic qualifications, or a combination thereof), the Monetary Authority of Singapore (MAS) has now published a corresponding response paper. In this paper, ...