Events listed in Financial Instruments and Exchange Act (FIEA)
Publication of the draft amendments to the „Points to Note on Disclosure of ...
ID 22598
The FSA published a proposal to amend the „Points to Note on Disclosure of Corporate Affairs, etc. (Guidelines for Disclosure of Corporate Affairs, etc.)“ for public consultation. This proposal is a response to the recommendation made in February 2022 by the „Working Group on Optimizing the Public Offering Price-Setting Process“ of the JSDA that **IPO prices should be set outside the scope of preliminary ...
Publication of the finalized amendments to the „Comprehensive Guidelines for ...
ID 22590
The FSA informed about the amendment of the Comprehensive Guidelines for Supervision of Financial Instruments Business Operators, etc.. The revisions were made in response to recommendations by the FSB an IOSCO regarding certain aspects of the guidelines. As a reminder, on 27 January 2023, FSA informed about a public consultation concerning its proposals of draft amendments to the aforementioned guidelines. The first amendment requires ...
Publication of the finalized amendments to the „Cabinet Office Order on ...
ID 21655
On 31 January 2023, the Financial Services Agency (FSA) issued a press release, informing about the finalization of the amendments to the „Cabinet Office Order on Disclosure of Corporate Affairs“ and other relevant and applicable cabinet office orders after public consultation. In response to the recommendation in the „Report of Working Group on Corporate Disclosure (FY 2021) – Toward the Creation of a Capital ...
Publication of the draft amendments to the „Comprehensive Guidelines for ...
ID 21620
On 27 January 2023, the Financial Services Agency (FSA) issued a press release, informing about its proposing of draft amendments to the „Comprehensive Guidelines for Supervision of Financial Instruments Business Operators, etc.“ for public consultation. The proposal is mainly aimed at providing amendments to the aforementioned Guidelines in response to recommendations made by the Financial Stability Board (FSB) and the *International Organization of Securities .. ...
Publication of the draft amendments to the „Comprehensive Guidelines for ...
ID 21614
On 27 January 2023, the Financial Services Agency (FSA) issued a press release, informing about its proposing of draft amendments to the „Comprehensive Guidelines for Supervision of Financial Instruments Business Operators, etc.,“ and others for public consultation. The proposal is mainly intended to provide amendments to the guidelines and others, in regard to **books and documents related to the business of financial instruments business ...
Publication of the finalized amendments to the regulatory notice designating ...
ID 21525
On 20 January, the Financial Services Agency (FSA) issued the „Publication of the finalized amendments to the regulatory notice designating transactions and lending/borrowing to be excluded from the transactions subject to the regulations on „Financial Instruments Obligation Assumption Business“ after public consultation“ (provisional English title – available only in Japanese). Indeed, the FSA finalized the amendments to the regulatory notice de ...