Events listed in Market Abuse Regulation (MAR)
Nałożenie kar pieniężnych na Ursus SA w upadłości
ID 22808
On April 18, 2023, the Polish Financial Supervision Authority (KNF) published a press statement to inform that it has fined Ursus SA (in bankruptcy), a manufacturer of agricultural machinery, for several violations of Article 17 of the Market Abuse Regulation (MAR). Specifically, the company was fined in total PLN 1,950,000 for: – failing to disclose to the public information about an application for the ...
Compliance table on Guidelines on delay in the disclosure of inside information and ...
ID 22653
On 3 April 2023, the European Securities and Markets Authority (ESMA) has published an updated version of the compliance table (ESMA70-449-741) for its „Market Abuse Regulation (MAR) Guidelines: Delay in the disclosure of inside information and interactions with prudential supervision“. To recall, these MAR Guidelines (ESMA70-159-4966) were published in April 2022 to take effect two months from then and „provide a non-exhaustive and indicative ...
Wszczęcie postępowania wyjaśniającego dotyczącego obrotu akcjami Ekipa Holding SA, ...
ID 22481
On March 27, 2023, the Polish Financial Supervision Authority (KNF) issued a press release to inform the public about a recent resolution that was adopted by the KNF on March 13, 2023 to initiate investigations on suspected share trading manipulation regarding the following companies: (1) Team of Holding SA (2) Impera Capital ASI SA (3) Medicofarma Biotech SA (4) Medcamp S.A According to the ...
ESMA raises concerns with the proposed changes to the insider list regime
ID 22371
The European Securities and Markets Authority (ESMA) has expressed concerns in a letter to the European Parliament and Council regarding proposed changes to the insider list regime in the Markets Abuse Regulation (MAR). The changes were proposed in December 2022 as part of the Listings Act proposal and would limit insider lists to only include persons who have regular access to inside information, not ...
2022 Thematic Review: STOR Obligations of IFMs
ID 21586
On 25 January 2022, the Commission de Surveillance du Secteur Financier (CSSF) published its 2022 Thematic Review: STOR Obligations of IFMs. The present review „is part of the measures taken by the CSSF following the finding made in 2019 in the ESMA Peer Review on Suspicious Transaction and Order Reports (STOR) that national competent authorities, including the CSSF, **need to engage more with asset ...
[ESMA70-449-741] Compliance table on Guidelines on delay in the disclosure of ...
ID 21410
On 11 January 2023, the European Securities and Markets Authority (ESMA) has published a first version of the compliance table (ESMA70-449-741) for its „Market Abuse Regulation (MAR) Guidelines: Delay in the disclosure of inside information and interactions with prudential supervision“. To recall, these MAR Guidelines (ESMA70-159-4966) were published in April 2022 to take effect two months from then and „provide a non-exhaustive and indicative ...