Events listed in Securities and Futures Act
Securities and Futures (Exemption for Cross-Border Arrangements) (Foreign Related ...
ID 22939
The new Securities and Futures (Exemption for Cross-Border Arrangements) (Foreign Related Corporations) (Amendment) Regulations 2023 were published on Singapore Statutes Online, the official online platform for publicizing legal documents. The regulations modify the Securities and Futures (Exemption for Cross-Border Arrangements) (Foreign Related Corporations) Regulations 2021, a supplementary regulation under the Securities and Futures Act, which is part of the 2021 regulato ...
Securities and Futures (Licensing and Conduct of Business) (Amendment) Regulations ...
ID 22938
The new Securities and Futures (Licensing and Conduct of Business) (Amendment) Regulations 2023 were published on Singapore Statutes Online, the official online platform for publicizing legal documents. The regulations modify the Securities and Futures (Licensing and Conduct of Business) Regulations of 2002, a supplementary regulation under the Securities and Futures Act, to make minor technical amendments only. Specifically, the 2023 regulations modify numerous regulations . ...
Securities and Futures (Exemption from Requirement to Hold Capital Markets Services ...
ID 22931
The new Securities and Futures (Exemption from Requirement to Hold Capital Markets Services Licence) (Amendment) Regulations 2023 were published on Singapore Statutes Online, the official online platform for publicizing legal documents. The regulations modify the Securities and Futures (Exemption from Requirement to Hold Capital Markets Services Licence) Regulations of 2002, a supplementary regulation under the Securities and Futures Act, to make minor technical amendments .. ...
Securities and Futures (Exemption for Cross-Border Arrangements) (Foreign Offices) ...
ID 22916
The new Securities and Futures (Exemption for Cross-Border Arrangements) (Foreign Offices) (Amendment) Regulations 2023 were published on Singapore Statutes Online, the official online platform for publicizing legal documents. The regulations modify the Securities and Futures (Exemption for Cross‑Border Arrangements) (Foreign Offices) Regulations 2021, a supplementary regulation under the Securities and Futures Act, which is part of the 2021 regulatory framework on exemptions ...
Guidelines on Licensing, Registration and Conduct of Business for Fund Management ...
ID 22701
The Monetary Authority of Singapore (MAS) has published a revised version of its guidelines on the „licensing, registration and conduct of business for Fund Management Companies“. The guidelines outline the criteria which need to be met in order to register as a licensed fund management company, registered fund management company, and as venture capital fund managers. They also specify the registration process and set ...
Form 30 – Notice of Commencement Lodged Pursuant to Paragraph 3(4)(c) and/or ...
ID 22451
The Monetary Authority of Singapore (MAS) has issued several revised forms applicable to exempt futures brokers and exempt over-the-counter (OTC) derivatives brokers, including forms for the notification of the commencement of business, the termination of business, and the change in particulars, for the declaration of compliance with all applicable laws and regulations, and for the filing of the auditor’s opinion on the audited accounts ...
Compliance Toolkit for Approvals, Notifications and Other Regulatory Submissions to ...
ID 22450
The Monetary Authority of Singapore (MAS) has issued an updated version of its „Compliance Toolkit for Approvals, Notifications and Other Regulatory Submissions to MAS“ which is basically a guidance for banks, (exempt) financial advisers, credit rating agencies and certain other capital market services licensees on filing and reporting requirements in connection with their business. The toolkit contains – among others – information on the ...
Form 22 – Notice of Commencement of Business by Person Exempted from Holding ...
ID 22447
The Monetary Authority of Singapore (MAS) has issued several revised forms applicable to exempt Corporate Finance advisers serving accredited investors, including forms for the notification of the commencement of business, the termination of business, and the change in particulars, and for the annual declaration of compliance with all applicable laws and regulations. The affected forms are linked below: [Form 22 – Notice of Commencement ...
FAQs on Exempt Persons
ID 22445
The Monetary Authority of Singapore (MAS) has published a revised version of its frequently asked questions (FAQs) „on exempt persons“. The FAQs are meant to provide guidance on the regulatory requirements that an exempt person or entity providing financial or corporate advisory services is expected to comply with under the Securities and Futures Act and/or the Financial Advisers Act and the relevant Regulations“. The ...
CMI 02/2023 Observations from Inspections of Licensed Venture Capital Fund Managers
ID 22268
In view of a recent review of the practices of venture fund capital management companies, the Monetary Authority of Singapore (MAS) has published a new circular (CMI 02/2023). Therein, the Authority outlines the findings from such review and sets out best practices and expectations in this context. The review thereby focused on the following key issues: **(1) the focus on venture capital fund management ...