Events listed in [CSSF] Commission de Surveillance du Secteur Financier
SFDR data collection exercise for investment fund managers (IFMs) on regulatory ...
ID 21680
On 2 February 2023, the Commission de Surveillance du Secteur Financier (CSSF) published a communication, providing industry participants with information on the launch of the first part of a data collection exercise related to the Sustainable Finance Disclosure Regulation (SFDR), which mainly focuses on the collection of information regarding organisational arrangements of investment fonds managers (IFMs). As previously analysed in eventid=16863 on the [**Communication ...
Investment Fund Managers (“IFM”) – type(s) of requested ...
ID 21630
On 30 January 2023, the Commission de Surveillance du Secteur Financier (CSSF) published an updated form entitled „INVESTMENT FUND MANAGERS (“IFM”) – TYPE(S) OF REQUESTED AUTHORISATION(S)/REGISTRATION(S)“ in DOCX-format. The form is intended to be used by Investment Fund Managers (IFMs), under the prudential supervision by an official supervisory authority in Luxembourg, for the process of selecting the requested authorisation or registration concerning investment ...
2022 Thematic Review: STOR Obligations of IFMs
ID 21586
On 25 January 2022, the Commission de Surveillance du Secteur Financier (CSSF) published its 2022 Thematic Review: STOR Obligations of IFMs. The present review „is part of the measures taken by the CSSF following the finding made in 2019 in the ESMA Peer Review on Suspicious Transaction and Order Reports (STOR) that national competent authorities, including the CSSF, **need to engage more with asset ...
Communication on the publication of two notification templates to be completed when ...
ID 21519
On 19 January 2023, the Commission de Surveillance du Secteur Financier (CSSF) issued a press release, informing about „the publication of two notification templates to be completed when applying for the authorisation of an investment fund manager (IFM) to the CSSF, respectively when extending the activities of an existing IFM or modifying its shareholding structure“. The CSSF published two notification templates (as DOCX-files – ...
Circular CSSF 23/829
ID 21508
On 19 January 2023, the Commission de Surveillance du Secteur Financier (CSSF) published Circular CSSF 23/829, to inform supervised entities about the application of the EBA Guidelines on the criteria for the exemption of investment firms from liquidity requirements in accordance with Article 43(4) of Regulation (EU) 2019/2033 (EBA/GL/2022/10), published on 29 July 2022. „Consequently, the CSSF has integrated the Guidelines into its administrative ...
URR – UCITS identifiers
ID 21473
On 16 January 2023, the Commission de Surveillance du Secteur Financier (CSSF) published, as scheduled, the UCITS risk reporting (URR) – UCITS identifiers list as an XLSX-spreadsheet. Previously, on 13 December 2022, the CSSF already updated its Guidelines on URR, which contain detailed information to be submitted for the current reporting period. Please consult our corresponding RISP-event, covered in eventid=18628 for more details. As ...
AML/CFT controls applied to TCSP activities by certain IFMs
ID 21415
On 11 January 2023, the Commission de Surveillance du Secteur Financier (CSSF) published a press release, informing about the result of anti money laundering / combating terrorist financing (AML/CFT) controls applied to Trust and Company Service Provider (TCSP) activities by certain investment fund managers (IFMs) from November 2021 to January 2022. Back on 20 July 2020, the CSSF published its first [**ML/TF sub-sector risk ...
Enforcement of the 2022 annual reports published by issuers subject to the ...
ID 21349
On 2 January 2023, the Commission de Surveillance du Secteur Financier (CSSF) published a communication, informing about the enforcement of the 2022 annual reports published by issuers subject to the Transparency Law, and highlights topics and issues that will be the subject of a specific monitoring in 2023. In accordance with to the *Law of 11 January 2008 on Transparency requirements for issuers (Transparency ...