Events listed in [FR] Federal Register
Annual Reporting and Disclosure
ID 22017
In line with the concurrently published modifications to Form 5500, the Annual Return/Report of pension plans (please see EventID 19904 in this context), the U.S. Department of Labor’s Employee Benefits Security Administration (EBSA), the Internal Revenue Service (IRS), and the Pension Benefit Guaranty Corp. (PBGC) have published in the Federal Register the revisions to corresponding reporting rules under the *Employee Retirement Income Security Act ...
Order Designating the Unique Product Identifier and Product Classification System ...
ID 22008
As previously announced by the U.S. Commodity Futures Trading Commission (CFTC), it has now published in the Federal Register its order to designate the Derivatives Service Bureau Limited (DSB) to provide unique product identifiers (UPIs) and corresponding classifications into credit, equity, foreign exchange, and interest rate swaps to swap participants. The identifiers must subsequently be used by swap counterparties and major swap participants in ...
Annual Information Return/Reports
ID 22006
Following the launch of a consultation in 2021 by the U.S. Department of Labor’s Employee Benefits Security Administration (EBSA), the Internal Revenue Service (IRS), and the Pension Benefit Guaranty Corp. (PBGC) about revisions to Form 5500, the Annual Return/Report of pension plans, primarily to adjust the form to requirements set out in the Setting Every Community Up for Retirement Enhancement (SECURE) Act and the ...
Reporting, Recordkeeping, Daily Trading Records, and Swap Documentation ...
ID 21834
Following an announcement earlier this year of upcoming changes to Statutory Instrument 17 CFR Part 23, the U.S. Commodity Futures Trading Commission (CFTC) has now published the corresponding final changes in the Federal Register. The modifications are technical, non-substantive in nature and include the following: 1. the update of several legal references; 2. the replacement of the term unique swap identifier (USI) with the ...
Regulation A: Extensions of Credit by Federal Reserve Banks
ID 21785
The Board of Governors of the Federal Reserve System (FED) has made a publication in the Federal Register to announce the adoption of final amendments to its Regulation A to increase the rate for primary credit (overnight credit) at each Federal Reserve Bank. The secondary credit rate for those institutions not qualifying for the primary rate is thereby increased implicitly as well by a ...
Regulation D: Reserve Requirements of Depository Institutions
ID 21783
The Board of Governors of the Federal Reserve System (FED) published in the Federal Register modifications to Regulation D – Reserve Requirements of Depository Institutions – with immediate effect to adjust the rate of interest on reserve balances (IROB) to 4.65 percent. The new rate represents a 0.25 percentage point increase from the prior level and is applicable to both required and excess balances ...
Guides for the Use of Environmental Marketing Claims
ID 21744
The U.S. Federal Trade Commission (FTC) has announced in the Federal Register the extension of the comment period up to April 24, 2023 on its consultation as regards its „green guides“ set out in Statutory Instrument 16 CFR Part 260 concerning the use of environmental marketing claims in the marketing and promotion of products and services. The consultation followed the rising trend for the ...
Financial Crimes Enforcement Network; Inflation Adjustment of Civil Monetary ...
ID 21523
The Financial Crimes Enforcement Network (FinCEN) has published in the Federal Register its updated civil monetary penalties which are due in case of failing to comply with U.S. anti money laundering (AML) and counter financing of terrorism (CFT) regulations. The update is mandated by the Federal Civil Penalties Inflation Adjustment Act of 1990 and represents the increase in the *Consumer Price Index for all ...
Annual Adjustment of Civil Monetary Penalties To Reflect Inflation-2023
ID 21428
The U.S. Commodity Futures Trading Commission (CFTC) has published in the Federal Register the annual inflation adjustment to the civil money penalty amounts for conduct violations of all types under the Commodity Exchange Act of 1936 and / or subsequent orders and regulations. The inflation adjustment is based on the change in the Consumer Price Index for all Urban Consumers (CPI-U) measured as of ...