Events listed in Asset Management
Our Strategic Plan for 2023-25
ID 21398
The Bank of Italy has published its Strategic Plan for the 2023-2025 period, outlining five strategic objectives to be achieved through 17 action plans. These objectives include – strengthening the stability and safety of the financial system, – promoting innovation in economics and finance, – protecting bank and financial service customers, – promoting energy transition and protecting the environment, and – improving the organization’s ...
New consolidated version: Directive 2009/65/EC of the European Parliament and of ...
ID 21397
A new consolidated version of the Undertakings for Collective Investment in Transferable Securities Directive, UCITS Directive (Directive 2009/65/EC) was published in the Official Journal (OJ) of the EU. The version includes changes made by Directive (EU) 2021/2261. In particular, the UCITS Directive has been amended to prevent that EU UCITS that are sold as packaged retail and insurance-based investment products (PRIIPs) to investors will ...
Letter from Charlotte Gerken and Shoib Khan ‘Insurance Supervision: 2023 priorities’
ID 21396
The Prudential Regulation Authority, PRA, has published a Dear CEO Letter addressed at chief executive officers (CEOs) of PRA-regulated insurance enterprises. Therein, the PRA specifies its 2023 (supervisory) priorities regarding insurance and reinsurance undertakings operating in the UK. The key priorities are briefly summarized below: (1) Financial resilience: As the economic outlook is rather sobering with a forecasted recession in the UK and as ...
FINRA Publishes 2023 Report on Exam and Risk Monitoring Program
ID 21395
The Financial Industry Regulatory Authority, FINRA, has issued a press release to announce the publication of the 2023 Report on FINRA’s Examination and Risk Monitoring Program. The report is meant to provide guidance to member firms regarding important regulatory issues and compliance with such. The issues covered in the report thereby include the following, among others: (1) (compliance with) regulation best interest; (2) best ...
Open hearing on consultation on ESG terms in funds’ names
ID 21394
Following the launch of a consultation on proposed guidelines for the use of ESG-related terms in investment funds‘ names (please see EventID 18186 for a detailed description of the proposed provisions and restrictions), the European Securities and Markets Authority, ESMA, has now published a press statement in this context. Specifically, ESMA informs that on January 23, 2023, from 11:00 a.m. to 1 p.m., it ...
The UK and the SEC Thailand sign new MoU on financial services
ID 21393
The UK government has published a press release to announce the signing of a Memorandum of Understanding (MoU) between the Securities and Exchange Commission of Thailand (SEC Thailand) and the United Kingdom government „to further strengthen their partnership in the financial sector“. The MoU was signed on January 9, 2023 and follows a previous one that particularly included the provision of UK assistance in ...
New consolidated version: Council Regulation (EU) 2017/1509 of 30 August 2017 ...
ID 21392
A new consolidated version of Council Regulation (EU) 2017/1509 relating to sanction measures directed against the Democratic People’s Republic of Korea primarily for its engagement in the production of weapons of mass destruction was published in the Official Journal (OJ) of the EU. The Regulation contains amendments to its Annexes XV and XVI setting out lists of persons, entities, and firms to whom such ...
New consolidated version: Regulation (EU) 2021/378 of the European Central Bank of ...
ID 21391
A new consolidated version of Regulation (EU) 2021/378 of the European Central Bank (ECB) defining minimum reserve requirements of depository institutions and related obligations was published in the Official Journal (OJ) of the EU. The consolidated version includes the amendments made by Regulation (EU) 2022/2419 of the ECB which amended the computation methodology to derive the „remuneration“ or „compensation“ on such minimum reserve deposits ...
NIE WSZYSTKO ZŁOTO, CO SIĘ ŚWIECI – INWESTUJ ŚWIADOMIE!
ID 21390
The Polish Financial Supervision Authority, KNF, has published a press statement to announce the launch of a „nationwide information campaign under the slogan „NOT ALL GOLD THAT IS GOLD – INVEST consciously!“. With this campaign, the regulator aims to increase investors‘ comprehension of financial markets and financial market functioning and to alert investors as to the potential risks involved when making investments. Specifically, the ...
Benutzerhandbuch MVP Portal – SOAP Web-Service
ID 21389
Die BaFin hat das Benutzerhandbuch „Melde- und Veröffentlichungsplattform Portal (MVP Portal) SOAP Webservice“ aktualisiert. Es erläutert die Verwendung der Simple Object Access Protocol (SOAP) -Schnittstelle und der Webservice-Endpunkte. Zusätzlich zu den redaktionellen Änderungen sollten die aktualisierten Werte der Tabelle „Liste der Webservice-Endpunkte“ in den Spalten „MTOM-Dateianhang“ und „Neue Metadaten-Struktur“ sowie d ...