Events listed in Capital Markets

Asset Management
information

Duty calls: Future-proofing finance for everyone

ID 26578
The Financial Conduct Authority (FCA) has provided an update on its key achievements and milestones reached over the past year, highlighting a range of initiatives and actions aimed at improving consumer protection, tackling online harms, and promoting competition and positive change in the financial services sector. The key achievements and milestones are briefly described below; for all of them, please refer to the original ...

Antizyklischer Kapitalpuffer

ID 26577
Die BaFin bestätigt zum vierten Quartal 2023 die Beibehaltung der Quote des inländischen antizyklischen Kapitalpuffers, der mit der Allgemeinverfügung vom 31.01.2022 auf 0,75% des nach Artikel 92 Absatz 3 der Verordnung (EU) Nr. 575/2013 ermittelten Gesamtforderungsbetrags festgelegt wurde. Die Festlegung der Pufferanforderungen basiert auf der Analyse verschiedener Indikatoren, einschließlich der Entwicklung der Kreditlücke im Verhältnis zum BIP, unterstützender Indikatoren ...
Asset Management
consultation

Smarter regulation and the regulatory landscape

ID 26571
The Department for Business and Trade has informed of the extension of its call for evidence on the effectiveness of UK regulation and regulators which was launched in October 2023 and which was about to close on January 7, 2024. The extension applies until January 17, 2024, inclusive. To recall, the call for evidence followed the publication of a position paper in May 2023, ...
Asset Management
consultation

Commission Guidance Regarding the Listing of Voluntary Carbon Credit Derivative ...

ID 26569
As previously announced on December 4, 2023, the U.S. Commodity Futures Trading Commission (CFTC) has now published in the Federal Register its consultation on a proposed „Guidance on Listing VCC-Derivative Contracts“. The guidance outlines specific factors that Designated Contract Markets (DCMs) should consider when contemplating the listing of Voluntary Carbon Credit (VCC) derivative contracts on their platforms. The guidance aims to ensure that VCC ...
Asset Management
consultation

Consultation on legislative proposal to implement regulatory regime for stablecoin ...

ID 26568
With the growing market and rising role of stablecoins in the industry, FSTB and HKMA have published a consultation paper on regulating its issuers, especially FRS issuers in the light of implementing appropriate supervision to ensure financial stability in this area. The basis for this consultation paper was the „Discussion Paper on Crypto-assets and Stablecoins“ (see eventid=14353) from January 2022, international standards and the ...

DECRETO LEGISLATIVO 7 dicembre 2023, n. 207 : Recepimento della raccomandazione ...

ID 26567
The Legislative Decree of 7 December 2023, No. 207 has been published in the Official Gazette No. 300. The Legislative Decree implements Recommendation ESRB/2011/3 of the European Systemic Risk Board of 22 December 2011 at national level by establishing a Macroprudential Policy Committee as an independent authority. In the recommendation, the ESRB advised member states to designate an authority entrusted with the implementation of ...
Asset Management
regulation

Regulation (EU) 2023/2845 as regards settlement discipline, cross-border provision ...

ID 26566
New Regulation (EU) 2023/2845 relating to the operation and passporting of central securities depositories (CSDs), the settlement discipline, and the provision of other banking-type services by CSDs was published in the Official Journal (OJ) of the EU. The Regulation is aimed at improving the operational efficiency of CSDs and – subsequently – the settlement of financial transactions and the functioning of the financial market ...
Asset Management
procedure

Publication of the finalized amendments to the „Points to Note on Disclosure ...

ID 26563
The FSA has concluded the amendment process for the „Points to Note on Disclosure of Corporate Affairs, etc. (Guidelines for Disclosure of Corporate Affairs, etc.)“. This culmination follows a period of public consultation. According to the revised guidelines, **when an issuing company engages in the offering or sale of securities with a total value exceeding 100 million yen, it is mandated to submit a ...
Asset Management
regulation

Securities and Futures (Trading Venues for Derivatives Contracts in the United ...

ID 26562
The Securities and Futures (Trading Venues for Derivatives Contracts in the United States of America) (Amendment) Regulations 2023 were published on Singapore Statutes Online, the official website of the Singapore government for publicizing legal texts. The Regulations modify the Securities and Futures (Trading Venues for Derivatives Contracts in the United States of America) Regulations 2019 by revising the list of recognized trading venues that ...
Asset Management
information

Commission Regulation (EU) 2023/1803 adopting certain international accounting ...

ID 26556
A new consolidated version of Commission Regulation (EU) 2023/1803 as regards the adoption and application of international accounting standards in the EU was published in the Official Journal (OJ) of the EU. The Regulation includes the most recent amendments made by Commission Regulation (EU) 2023/2468 which implemented provisions to provide for „a temporary exception from accounting for deferred taxes (IAS 12) arising from the ...
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