Events listed in Q&As
FAQ CSSF – Questions/Réponses relatives à la loi du 17 décembre 2010 ...
ID 26585
The CSSF FAQ – LAW OF 17 DECEMBER 2010 and contains information related to the Luxembourg Law of 17 December 2010 on undertakings for collective investment (UCI Law). It includes updates and modifications made to the FAQ over time, with this version 17 published on 28 December 2023. The document covers various topics such as the eligibility of investments in the 10% limit of ...
FAQ concerning the Luxembourg Law of 12 July 2013 on alternative investment fund ...
ID 26582
CSSF FAQ – LUXEMBOURG LAW OF 12 JULY 2013 ON ALTERNATIVE INVESTMENT FUND MANAGERS in its 21st version addresses various aspects of the Luxembourg Law of 12 July 2013 on AIFMs. The document covers transitional provisions, scope of authorized activities of AIFMs, depositary aspects, reporting requirements, impact of the PRIIPs Regulation, and other regulatory considerations. **The transitional provisions applicable to AIFMs and AIFs are ...
Consolidated FAQs on the implementation of Council Regulation No 833/2014 and ...
ID 26549
The EC has published an updated consolidated version of its FAQs on the implementation of Council Regulation No 833/2014 and Council Regulation No 269/2014 in light of the ongoing conflict in Ukraine. The consolidated version includes FAQs concerning EU sanctions adopted following Russia’s military aggression against Ukraine. Below we present the affected updated (new) questions which might have relevance to the financial market in ...
FAQs – Publicly offered investment products: Post Authorization Compliance ...
ID 26546
The Securities and Futures Commission of Hong Kong (SFC) has published revised Frequently Asked Questions (FAQs) on Post Authorization Compliance Issues of SFC-authorized Unit Trusts and Mutual Funds. These FAQs cover issues such as ongoing requirements after the fund or trust was approved, notification requirements in case of (possible) trading suspension, or subsequent authorization obligations, if a fund’s strategy is to be changed – ...
FAQs – Publicly offered investment products: Pooled Retirement Funds
ID 26544
The Securities and Futures Commission of Hong Kong (SFC) published revised frequently asked questions (FAQs) relating to Pooled Retirement Funds (PRF). The FAQs address various issues, ranging from the application process for a PRF product, to the documents to be provided in this context and corresponding time limits, to the authorization of marketing material and permitted sales and marketing practices of PRFs. In comparing ...
FAQs – Publicly offered investment products: Revamped Post Authorization ...
ID 26526
On December 22, 2023, the Securities and Futures Commission of Hong Kong (SFC) published revised Frequently Asked Questions on Revamped Post Authorization Process of SFC-authorized Unit Trusts and Mutual Funds. Generally speaking, these cover issues such as the types of applications handled under the „revamped process“, the time limit to submit all relevant documentations to the SFC, or the channels via which documents must ...
FAQs – Publicly offered investment products: Code on Unit Trusts and Mutual ...
ID 26525
The Securities and Futures Commission of Hong Kong (SFC) has published a revised version of its frequently asked questions (FAQs) on the Code on Unit Trusts and Mutual Funds. The FAQs cover nearly all aspects (requirements) set out in the Code, including the following: – basic requirements for fund authorization; – fund’s structure and domicile and obligations relating thereto; – fund managers‘ eligibility requirements; ...
FAQs – Publicly offered investment products: Application Procedures for ...
ID 26504
The Securities and Futures Commission of Hong Kong (SFC) published revised „Frequently Asked Questions (FAQs) on Application Procedures for Authorization of Unit Trusts and Mutual Funds under the Revamped Process“. These FAQs cover issues such as (1) basic documentary requirements for fund application such as the forms to be filed as well as some general information as regards the application fees; (2) the revamped ...
FAQs – Publicly offered investment products: Paper Gold Schemes
ID 26498
On December 22, 2023, the Securities and Futures Commission of Hong Kong (SFC) published revised Frequently Asked Questions on „Paper Gold Schemes“ which facilitate investments in gold, but do not involve the physical purchase or storage of actual gold bars. Instead, these schemes typically involve the sale of paper certificates or other financial instruments that represent ownership of gold. The gold may thereby be ...
FAQs – Mainland-Hong Kong Mutual Recognition of Funds: Frequently Asked ...
ID 26494
The Securities and Futures Commission of Hong Kong (SFC) published revised Frequently Asked Questions (FAQs) on Mainland-Hong Kong Mutual Recognition of Funds. The FAQs outline, among other things, the eligibility requirements for being recognized as a mutually recognized fund (MRF), ongoing operations requirements, disclosure requirements for MRF funds, licensing requirements of the Hong Kong representative of a Mainland fund, and distribution and sales obligations ...