information

The CNMV adopts the Guidelines on standard forms and templates to apply for permission to operate a Distributed Ledger Technology (DLT) market infrastructure

ID 22203

The Spanish National Securities Market Commission (CNMV) has notified the European Securities and Markets Authority (ESMA) of its intention to comply with the Guidelines on standard forms, templates, and formats for permission to operate a market infrastructure based on distributed ledger technology (DLT). These guidelines aim to ensure coherent, effective, and efficient practices within the European System of Financial Supervision (ESFS) and ensure consistent application of the relevant articles of the EU Regulation on a pilot regime for DLT-based market infrastructures.
The guidelines establish standard forms, templates, and formats for specific permission requests to operate DLT-based multilateral trading facilities, settlement systems, and trading and settlement systems, which must be submitted along with additional information required for authorization as a central securities depository, investment services firm, or regulated market operator under MiFID II or CSDR.

Other Features
authorised exchanges
Blockchain/DLT
compliance
CSD
custodian
financial innovation
FinTech
investment firms
permissions
registration
securities
settlement
standard
supervisory practices
trading
trading venues
Date Published: 2023-03-10
Regulatory Framework: DLT Pilot Regime (DLTR)
Regulatory Type: information

Q&A document related to the Code of good practice for investors

ID 25922
The CNMV has issued a Q&A document in relation to the Code of good practice for inves ...

Real Decreto 813/2023, de 8 de noviembre, sobre el régimen jurídico de las empresas ...

ID 25714
The Council of Ministers approved Royal Decree 813/2023, which was published in the BOE, a ...
Asset Management
report / study

The CNMV analyses the information offered by listed companies on European ...

ID 25342
The CNMV published its inaugural „Report on breakdowns regarding European Taxonomy 2 ...

CNMV adopts ESMA’s guidelines on the MiFID II’s product governance requirements to ...

ID 25293
The CNMV has informed ESMA of the adoption of the Guidelines on MiFID II product governanc ...
  • Topic Filter

    Top Tag Search
    Top Tag Search
    Top Tag Search
    Top Tag Search
You are on the training version of RISP core with limited functions and data. Please subscribe to RISP core for professional or academic use. We supply free real time datasets for approved academic research; professional subscriptions start at 950€ plus VAT per annum.

Compare Listings