information

DNB annually outlines general points of attention for supervision across various sectors, including specific points for investment firms and institutions.
In 2024, DNB will once again focus on the quality of submitted prudential reports including organizing knowledge sessions for report handlers. Furthermore it will focus on prudential risk management, especially in implementing EBA and ESMA SREP guidelines, particularly in the context of consolidated supervision.
It also emphasises on conducting a market risk review of selected traders on its own account and supervisory reports on their market risk.
The Supervision Calendar, accessible through MyDNB, will indicate if your business is involved in specific examinations or inquiries related to these matters.

Other Features
CIS
fund management
investment firms
reporting
risk
risk management
supervisory practices
trading
Date Published: 2023-12-15
Regulatory Framework: Financial Supervision Act
Regulatory Type: information
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