Events listed in Financial Supervision Act
Toezicht 2024
ID 26295
DNB annually outlines general points of attention for supervision across various sectors, including specific points for investment firms and institutions. In 2024, DNB will once again focus on the quality of submitted prudential reports including organizing knowledge sessions for report handlers. Furthermore it will focus on prudential risk management, especially in implementing EBA and ESMA SREP guidelines, particularly in the context of consolidated supervision. ...
Consultatie “Good practices Handreiking prudentiële rapportages”
ID 25691
DNB initiated a consultation on „Good practices Guidance on prudential reporting for investment firms and investment fund managers.“ The guidance aims to provide investment firms and managers of investment institutions and UCITS with an overview of best practices for prudential reporting. Institutions are legally obligated to report to DNB, and the quality of the data received in these reports is crucial for DNB’s supervisory ...
Datakwaliteit prudentiële rapportages
ID 25684
DNB has requested investment firms and investment fund managers to report any issues encountered in filling out prudential reports (FINREP and IFREP) to DNB. Previous announcements have highlighted concerns about data quality in these reports submitted by the mentioned entities. Errors in these reports have been identified through DNB’s inspections, potentially leading to unreliable or incomparable information**, hindering the assessment of the financial situation ...
Policy Rule on Suitability 2012
ID 22614
The Dutch Authority for the Financial Markets (AFM) has published an updated version of the joint *Policy Rule on Suitability 2012, which is a set of guidelines issued by the AFM and DNB that clarifies the definition of ’suitability‘ for policymakers and outlines the criteria used by supervisory authorities to assess the fitness and propriety of these policymakers. Policymakers must demonstrate suitability in the ...