Events listed in Asset Management
[MoU Taiwan] Memorandum of Understanding between ESMA and Financial Supervisory ...
ID 21476
The European Securities and Markets Authority, ESMA, has published a Memorandum of Understanding (MoU) concluded between itself and the Financial Supervisory Commission, Taiwan, as regards the supervision of Taiwanese central counterparties (CCPs). Therein, the regulators agree to closely cooperate on such supervision and exchange information – within legal limits – on counterparties that are applying or have already applied for third-country recognition in the .. ...
New consolidated version: Commission Implementing Regulation (EU) 2022/2581 of 20 ...
ID 21475
A first consolidated version of Commission Implementing Regulation (EU) 2022/2581 primarily defining the templates to be used for submitting information in connection with an application for authorization as a credit institution in the EU was published in the Official Journal (OJ) of the EU. The consolidated version thereby includes the amendments that were made by a corrigendum issued in January 2023 which stipulated the ...
EBA publishes its annual quantitative monitoring report on minimum requirement for ...
ID 21474
The European Banking Authority, EBA, has published its „EBA MREL Quantitative Monitoring Report and Impact Assessment“ for 2021 as mandated by Article 45l of the Bank Recovery and Resolution Directive II (BRRD II). In the annual report, EBA assesses + how the requirement for own funds and eligible liabilities has been implemented at national level; + how the power has been exercised by resolution ...
URR – UCITS identifiers
ID 21473
On 16 January 2023, the Commission de Surveillance du Secteur Financier (CSSF) published, as scheduled, the UCITS risk reporting (URR) – UCITS identifiers list as an XLSX-spreadsheet. Previously, on 13 December 2022, the CSSF already updated its Guidelines on URR, which contain detailed information to be submitted for the current reporting period. Please consult our corresponding RISP-event, covered in eventid=18628 for more details. As ...
[ESMA70-152-348] List of third-country CCPs recognised to offer services and ...
ID 21472
On 16 January 2023, the European Securities and Markets Authority, ESMA, has published an updated list of third-country central counterparties (CCPs) which are recognized to offer services and perform activities in the European Union in accordance with Article 25 of the European Market Infrastructure Regulation (EMIR). The list also includes a table of classes of financial instruments by each counterparty which are covered by ...
The NWG Steering Committee has endorsed a recommendation on the standard OIS ...
ID 21471
Following the issuance of draft recommendations for the definition of technical parameters for a „standard OIS (overnight index swap) transaction based on the PLN WIRON index, the Warsaw Interest Rate Overnight index“, including the parameters for the calculation of the interest on the floating leg of an OIS based on the compounded PLN WIRON index, the National Working Group for the benchmark reform (NWG) ...
ESMA and NCAs to look at marketing of financial products
ID 21469
The European Securities and Markets Authority (ESMA) will launch „a common supervisory action (CSA) with national competent authorities (NCAs) on the application of MiFID II disclosure rules with regard to marketing communications across the European Union (EU) over the course of 2023“. ESMA has started this review to assess how investment firms and credit institutions have implemented MiFID II’s marketing communication requirements, which play ...
[MoU Malaysia] Memorandum of Understanding Related to ESMA’s Monitoring of the ...
ID 21468
The European Securities and Markets Authority, ESMA, has published a Memorandum of Understanding (MoU) concluded between itself and the Securities Commission Malaysia, as regards the supervision of Malaysian central counterparties (CCPs). Therein, the regulators agree to closely cooperate on such supervision and exchange information – within legal limits – on counterparties that are applying or have already applied for third-country recognition in the European ...
Richiamo di attenzione n. 1/23 del 13 gennaio 2023 Vigilanza sul governo societario ...
ID 21467
Consob has issued an attention call No. 1/23 reminding issuers and other parties involved in the process of offer and admission to trading prospectuses to pay attention to corporate governance issues, such as related party transactions (RPT) and the independence of the members of the issuer’s governing bodies. With the aim of optimizing the approval process of prospectuses and simplifying their regulation, as well ...
EFAMA responds to ESMA’s Call for Evidence on Greenwashing
ID 21466
The European Fund and Asset Management Association, EFAMA, has published its Response to the ESA’s Call for Evidence on Greenwashing. Therein, the Association points out that far and foremost, it is necessary to establish a common understanding of what constitutes „greenwashing“. Only if such characteristics are known and equally applied, can financial market participants understand regulatory expectations in this regard and can level playing ...