Events listed in circular
Rundschreiben Nr. 2 – (Rundschreiben Nr. 2 – Rechnungslegung)
ID 25366
Die SER hat das Rundschreiben Nr. 2 – Rechnungslegung (RS2) veröffentlicht, es betrifft die Pflichten von Emittenten, die IFRS oder Swiss GAAP FER als Rechnungslegungsstandard gewählt haben. Es verweist auf Bestimmungen von IFRS und Swiss GAAP FER hin und wird jährlich überarbeitet. Das Rundschreiben enthält detaillierte Anleitungen und Empfehlungen zur Rechnungslegung, um die Qualität und Transparenz von Finanzberichten sicherzustellen. Das Rundschreiben behandelt vers ...
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and ...
ID 25343
On October 16, 2023, the Securities and Futures Commission of Hong Kong, SFC, published a circular addressed at licensed corporations and associated entities to inform of an upcoming webinar on (anti) money laundering and the combatting of the financing of terrorism. The webinar will be held on November 15, 2023 and November 16, 2023 between 14:30 and 17:30 each and will cover the following ...
Circulaire CSSF 23/842
ID 25341
The CSSF has issued Circular CSSF 23/842, which covers the adoption of the revised EBA guidelines on money laundering and terrorist financing risk factors (EBA/GL/2023/03). This circular applies to credit and financial institutions as defined in Article 1(3) and (3a) of Title I of Chapter 1 of the Law of 12 November 2004 on the fight against money laundering and terrorist financing, as amended. ...
Circulaire CSSF 23/843
ID 25340
The CSSF has issued Circular CSSF 23/843, which covers the adoption of the EBA Guidelines EBA/GL/2023/04 on money laundering and terrorist financing risk factors when providing access to financial services. This circular applies to credit and financial institutions as defined in Article 1(3) and (3a) of Title I of Chapter 1 of the Law of 12 November 2004 on the fight against money laundering ...
Circulaire CSSF 23/841
ID 25329
The purpose of this circular is to inform about the application by the CSSF of the ESMA Guidelines on certain aspects of the remuneration requirements of Directive MiFID II (ESMA35-43-3565), published on 3 April 2023. The CSSF has integrated these Guidelines into its administrative practice and regulatory approach in order to promote convergence in supervision in this area at the European level. All entities ...
Enhanced approaches to combat digital fraud (PDF File, 196.5 KB)
ID 25321
The Hong Kong Monetary Authority (HKMA) has issued a circular to provide an update on its ongoing efforts to combat digital fraud. Such efforts are necessary, so the Authority, due to a large increase in fraud cases in 2023 which already nearly doubled the fraud cases of the entire year 2022. The efforts include the following: (1) Information Sharing: The Fraud and Money Laundering ...
Circulaire CSSF-CODERES 23/17
ID 25317
The present CSSF circular covers the calculation of the 2024 ex-ante contribution to the SRF. Article 67 of Regulation (EU) No 806/2014 outlines the establishment of a SRF under the responsibility of the SRB for Member States participating in the SSM. The SRF aims to provide financial resources for the resolution of credit institutions and BRRD investment firms within the Single Resolution Mechanism. The ...
CFC 03/2022 Guidance on requirements that are applicable to Exchange Traded Funds ...
ID 25262
The Monetary Authority of Singapore (MAS) has published a revised version of its Circular No. CFC 03/2022 which sets out guidance in relation to feeder exchange traded funds (feeder ETFs) that are listed on the Singapore Stock Exchange (SSE) and „feed“ into a master exchange traded fund listed on the Shenzhen Stock Exchange (SZSE), following the signing of a Memorandum of Understanding (MoU) two ...
Revised Guidelines on Conduct Requirements for Registered Intermediaries
ID 25199
The Mandatory Provident Fund Schemes Authority (MPFA) has published a new circular in which it informs of revisions to its Guidelines on Conduct Requirements for Registered Intermediaries (RIs) which will come into force on March 1, 2024. Specifically, the MPFA has recently reviewed those guidelines, particularly the disclosures that intermediaries must make to clients in the sales process with a view on preventing conflicts ...
Circulaire CSSF-CPDI 23/38 – Recensement du montant des dépôts garantis au 30 ...
ID 25194
The Circular CSSF-CPDI 23/38, concerning the members of the Fonds de garantie des dépôts Luxembourg, outlines key points regarding the survey on the amount of covered deposits held on 30 September 2023. This present circular is essential for ensuring the accuracy of covered deposit information and determining the contributions to the Resolution Fund, emphasizing the importance of adherence to regulatory definitions and reporting procedures. ...