Events listed in form
Form 25A – Annual Declaration by a Registered Fund Management Company or a ...
ID 24666
The Monetary Authority of Singapore (MAS) has issued revised Form 25A in connection with certain information required to be notified annually by fund management companies or venture capital fund managers. Specifically, the form must be submitted within one month after the close of the financial year and requires detailed information on the total amount of Asset under Management and the type of fund management ...
Verzeichnis der mindestreservepflichtigen Institute
ID 24664
Die SNB veröffentlicht das aktuelle Erhebungsformular (Meldewesen) für folgendes Fachgebiet: + Erhebungsgegenstand: Erhebung der mindestreservepflichtigen Bilanzpositionen sowie der anrechenbaren liquiden Aktiven gemäß Kapitel 3 (Mindestreserven) der Verordnung zum Bundesgesetz über die Schweizerische Nationalbank + Art: Vollerhebung + Auskunftspflicht: Alle Banken + Erhebungsstufe: Unternehmung + Periodizität: Monatlich (Unterlegungsperiode: 20. des laufenden bis zum 19. des ...
Uniform request for broker-dealer withdrawal (PDF)
ID 24651
The document provided by the SEC is a new „Uniform Request for Withdrawal from Broker-Dealer Registration“ with the Central Registration Depository (CRD) so it is necessary to check with other bodies in case they require a different form. The form must be fully completed and even fields, which are not relevant should be marked with „N/A“. The original copy of the form with signatures ...
Formularze elektroniczne do zgłaszania nabycia lub zbycia akcji
ID 24646
KNF has published a new form to submit with regards to significant purchases or sales of stocks. Under the current law, it is mandatory for investors to inform KNF about surpassing the voting threshold(s) as a result of purchasing or selling stocks of a public firm. This is in relation to the forthcoming amendment of Article 69 of the Public Offering Act. The planned ...
CPMI IOSCO Quantitative Disclosure Template – SIX x-clear AG (Q2/2023), ...
ID 24448
The Swiss Exchange (SIX Group/SIX x-clear AG) has published the „CPMI IOSCO Quantitative Disclosure Template“ for Q2/2023. The template includes close to 200 fields of quantitative data related to the parameters like credit risk, collateral, margin, liquidity risk, and aims to further increase the transparency of financial markets. Please click here in order to view more information on CPMI-IOSCO and here to visit the ...
Ausführliche Monatsbilanz
ID 24418
Die SNB veröffentlicht das aktuelle Erhebungsformular (Meldewesen) für folgendes Fachgebiet: + Erhebungsgegenstand: Bilanzpositionen und Treuhandgeschäfte auf Grundlage der Vorschriften des Bundesrates und der Eidgenössischen Finanzmarktaufsicht FINMA über die Rechnungslegung der Banken: Untergliederung nach Restlaufzeiten, nach Währungen (Schweizer Franken, US-Dollar, EURO, YEN) und nach Sitz oder Wohnsitz der Kunden im Inland oder im Ausland Erfassung der bilanzierten monet ...
Ausführliche Jahresendstatistik
ID 24414
Die SNB veröffentlicht das aktuelle Erhebungsformular (Meldewesen) für folgendes Fachgebiet: + Erhebungsgegenstand: Erhoben werden Bilanzpositionen und Außerbilanzgeschäfte auf Grundlage der Vorschriften des Bundesrates und der FINMA über die Rechnungslegung der Banken: Untergliederung nach Restlaufzeiten, nach Währungen (Schweizer Franken, US-Dollar, Euro, Yen), nach Sitz oder Wohnsitz der Kunden im Inland oder im Ausland Erfolgsrechnung und ergänzende Angaben länderweise Gl ...
FORM N-CSR (pdf)
ID 24366
The U.S. Securities and Exchange Commission (SEC) has published Form N-CSR – Certified Shareholder Report of Registered Management Investment Companies which will be valid through September 30, 2025 unless otherwise modified before, following the approval of the Office of Management and Budget (OMB). Form N-CSR is a regulatory filing required of the SEC on a semi-annual and annual basis for registered management investment companies ...
Information required of institutional investment managers pursuant to Section 13(f) ...
ID 24260
The U.S. Securities and Exchange Commission (SEC) has published Form 13F – Information Required of Institutional Investment Managers Pursuant To Section 13(F) of the Securities Exchange Act of 1934 and rules thereunder which will be valid through September 30, 2025 unless otherwise modified before, following the approval of the Office of Management and Budget (OMB) for extension. The form must be filed quarterly with ...
Form for the registration of securities issued in business combination transactions ...
ID 24254
The U.S. Securities and Exchange Commission (SEC) has published Form N-14 – Registration Statement under the Securities Act of 1933 which will be valid through August 31, 2025 unless otherwise modified before, following the approval of the Office of Management and Budget (OMB) of a corresponding extension. The statement has to be filed with the SEC by all investment management companies and business development ...