Events listed in information
Cyber resilience good practice for firms
ID 26368
FCA, BoE and PRA have together published the annual cyber-attack resilience test report, with the report being fully released to the public for the first time. The simulation involved state actors, or advanced persistent threats (APTs), organised criminal groups and insider threats. The main findings and recommendations are: 1. Access management The stronger, the better. Good practices include hardening of active directory and authentication ...
New consolidated version: Council Regulation (EC) No 881/2002 imposing restrictive ...
ID 26366
A new consolidated version of Council Regulation (EC) No 881/2002 with respect to sanction measures directed against persons and entities associated with ISIL (Da’esh) and Al-Qaida was published in the Official Journal (OJ) of the EU. The consolidated version contains the amendments made by Commission Implementing Regulation (EU) 2023/2670 which modified Annex I of the 2002 Regulation containing a list of sanctioned parties to ...
Nałożenie kary pieniężnej na TUZ TUW
ID 26365
KNF has imposed a fine on TUZ Towarzystwo Ubezpieczeń Wzajemnych in the amount of PLN 200.000 for the following: – failure to submit end-of-year and solvency and financial condition reports (SFCR) to KNF for 2020 within 14 weeks of year-end – failure to disclose the financial condition report (SFCR) to KNF for 2020 within 14 weeks of year-end – failure to implement control procedures ...
Adressausfallrisiken im Interbankbereich – ARIS 5.19
ID 26356
Die SNB veröffentlicht das aktuelle Erhebungsformular (Meldewesen) für folgendes Fachgebiet: + Erhebungsgegenstand: Erfassung der 10 beziehungsweise 20 größten Forderungs- und Verpflichtungspositionen gegenüber anderen Banken beziehungsweise Bankgruppen im Inland und im Ausland + Art: Teilerhebung + Auskunftspflicht: Alle Banken bzw. Bankengruppen ohne Filialen ausländischer Banken in der Schweiz + Erhebungsstufe: Konzern + Periodizität: Quartalsweise + Einreichefrist: 6 Woch ...
Corrigendum to Council Implementing Regulation (EU) 2023/1045 concerning ...
ID 26354
A corrigendum to Council Implementing Regulation (EU) 2023/1045 concerning sanction measures in view of activities that undermine the sovereignty of the Republic of Moldova or threaten democracy and stability in the Republic was published in the Official Journal (OJ) of the EU. The corrigendum modifies the Annex of the 2023 Council Implementing Regulation and thus the first Annex of Council Regulation (EU) 2023/888 by ...
Berichtigung der Verordnung (EU) 2022/2474 angesichts der Handlungen Russlands, die ...
ID 26349
A corrigendum to the German version of Council Regulation (EU) 2022/2474 setting out additional sanction measures towards Russia following its invasion of Ukraine was published in the Official Journal (OJ) of the EU. The corrigendum corrects an error in Annex VIII which itself replaces Annex XXIII of Council Regulation (EU) No 833/2014 containing three lists of products that are prohibited to be sold, exported, ...
Hvornår er forvaltere af alternative investeringsfonde og ...
ID 26345
The Danish FSA has made an assessment on the application of the Money Laundering Act on FAIFs and IFS. If these carry a license issued by the Danish FSA, it is not mandatory to register in the AML Register. Additionally, FAIFs and IFSs are regulated in § 1 PCS 1. 9) of the Money Laundering Act if they have direct customer contact.
Les Calendriers 2024 des Reportings au CAA ont été publiés
ID 26329
The CAA informs that the 2024 Calendars for CAA Reporting have been published, as well as the Naming Conventions for CAA reporting (to be read in conjunction with the respecitve calendars): 2024 Calendar for life and non-life insurance companies 2024 Calendar for reinsurance companies 2024 Calendar for pension funds 2024 Calendar for groups 2024 Calendar for PSAs 2024 Calendar for brokerage companies and independent ...
Bedeutung des Verhandlungsmandats Schweiz-EU für den Schweizer Finanzplatz
ID 26314
Die SBVg begrüßt die Verabschiedung des Verhandlungsmandats zwischen der Schweiz und der EU als einen positiven Meilenstein in der Stabilisierung und Weiterentwicklung der Beziehungen. Besonders erfreulich für den Schweizer Finanzplatz ist die Wiederaufnahme des Regulierungsdialogs im Finanzbereich, um die Exportfähigkeit von Bank- und Wertpapierdienstleistungen aus der Schweiz in die EU zu verbessern. Die SBVg wird sich im Rahmen dieses Dialogs für den “institutsspezif ...
Handbook Notice 114 [pdf]
ID 26309
The Financial Conduct Authority (FCA) has published Handbook Notice 114 to summarize the latest amendments to its Handbook in accordance with the following consultations and FCA Instruments: Figure 1 – Oversight Tables ##### FCA 2023/39, CP22/20, PS23/16, EventID #24131. This instrument was published by the FCA as part of Policy Statement PS23/16 on the disclosure requirements and labeling ...