Events listed in Q&As
Updated on 16.03.2023 CSSF FAQ – FAQ CBDF – Notification procedures
ID 22306
The CSSF updated its FAQ on CBDF Notification procedures regarding cross-border distribution of collective investment undertakings, initially published on 2 August 2021. These notification procedures were introduced into the Luxembourg Laws of 17 December 2010 and of 12 July 2013 following Directive (EU) 2019/1160. The purpose of these FAQs is to highlight the changes for notifications to the CSSF as of 2 August 2021. ...
Consolidated FAQs on the implementation of Council Regulation No 833/2014 and ...
ID 22264
The European Commission (EC) has published an updated consolidated version of its FAQs on the implementation of Council Regulation No 833/2014 and Council Regulation No 269/2014 in the light of the ongoing conflict in Ukraine. The consolidated version includes FAQs concerning EU sanctions „adopted following Russia’s military aggression against Ukraine“. THE UPDATE INCLUDES THE FOLLOWING CHANGES: **Section „SECTOR SPECIFIC QUESTIONS“, topic 11 „IN ...
[ESMA70-156-4448 ] Q&As – Central Securities Depositories Regulation
ID 22245
ESMA has published a new version of the Q&As on the implementation of Regulation (EU) No 909/2014 on enhancing securities Securities Settlement in the EU and on Central Securities Depositories. The purpose of this document is to promote common supervisory approaches and practices in the application of CSDR. It provides responses to questions posed by the general public, market participants and NCAs in relation ...
Updated on 13.03.2023 CSSF FAQ – CSSF FAQ Sustainable Finance Disclosure ...
ID 22244
The CSSF updated its CSSF FAQ Sustainable Finance Disclosure Regulation (SFDR), aiming to clarify certain aspects of EU Regulation 2019/2088 on sustainability-related disclosures in the financial sector (SFDR). The initial version of the FAQ was published on 2 December 2022 (see eventid=18481). As foreseen, Section II of this document was updated as necessary, with three new Questions 7, 8 and 9 inserted after Question ...
[ESMA34-36-253] Q&A on the Application of the EuSEF and EuVECA Regulations
ID 22224
ESMA published a new version of the Questions and Answers on the Application of the EuSEF and EuVECA Regulations. *This event contains a summary of the full Q&A although only question 5 was added to the document. This is because we have not reported on these questions and answers in the past, as the document was originally published in 2014. New updates will be ...
[ESMA35-42-1088] Q&A on the European crowdfunding service providers for ...
ID 22220
The European Securities and Markets Authority, ESMA, has published an updated version of its Questions and Answers (Q&A) on the European crowdfunding service providers for business Regulation (Regulation (EU) 2020/1503). In this latest version, one new Q&A was added relating to general issues as set out in section 5. It is – as quoted: >General Provisions: **Question 3.14: Can a MiFID firm benefiting ...
20 Q&As on CRR: Supervisory reporting and Transparency and Pillar 3
ID 22210
The European Banking Authority (EBA) has published the following 20 new Q&As as regards issues relating to the Capital Requirements Regulation (CRR): + 2022_6598 – Supervisory reporting – FINREP (incl. FB&NPE) – Template F 22.02: Assets involved in the services provided Third party Loan portfolios managed by the institution as loan servicer provider should be reported as memorandum item in template F 22.02? Under ...
[ESMA34-32-352] Q&A on the Application of the AIFMD
ID 22202
The European Securities and Markets Authority (ESMA) has published an updated version of its Questions and Answers (Q&As) on the application of the Alternative Investment Fund Managers Directive (AIFMD). Specifically, ESMA added one new Section with one new Question to the document relating to Exemptions (the following text is quoted): >Section XVI: Exemptions **Question 1: Article 3(2) AIFMD states the following: “Without prejudice to ...
Consolidated FAQs on the implementation of Council Regulation No 833/2014 and ...
ID 22173
The European Commission (EC) has published an updated consolidated version of its „FAQs on the implementation of Council Regulation No 833/2014 and Council Regulation No 269/2014“ in the light of the ongoing conflict in Ukraine. The consolidated version includes FAQs concerning EU sanctions „adopted following Russia’s military aggression against Ukraine“. The update includes the following changes in section G „SECTOR SPECIFIC QUESTIONS“, to ...
Fragen und Antworten zur Offenlegungsverordnung
ID 22170
Die BaFin veröffentlicht eine neue Fassung der Fragen und Antworten zur Offenlegungsverordnung, ergänzt um Frage 5. In dieser Frage wird darauf hingewiesen, dass der europäische Gesetzgeber den RTS zur Offenlegungsverordnung (DelVO (EU) 2022/1288) durch eine neue delegierte Verordnung (DelVO (EU) 2023/363) geändert hat, die am 20.02.2023 in Kraft getreten ist und keine separate Umsetzungsfrist vorsieht. Finanzmarktteilnehmern wurde somit lediglich drei Tage Zeit eingeräumt, u ...