Events listed in Q&As
[ESMA31-62-1258 ] Q&As on the Prospectus Regulation
ID 21726
The European Securities and Markets Authority, ESMA, has published an updated version of its questions and answers (Q&As) on the Prospectus Regulation (PR). Specifically, Part 15 of the document relating to „thresholds, calculations, exemptions, scope“ was updated to include new Q&A 15.10 which contains the following, as quoted: **Q15.10 Article 1(4)(d) of the prospectus regulation states: „The obligation to publish a prospectus set out ...
[ESMA70-460-189 ] Q&As DLT Pilot Regulation
ID 21718
The European Securities and Markets Authority (ESMA) has published an updated Questions and Answers (Q&A) document on the Distributed Ledger Technology (DLT) pilot regime. This includes the following new questions: Topic 3, „Transaction Reporting“: **Question 6 (page 11): According to Article 26(5) of MiFIR, TVs shall report on behalf of firms that are not subject to the transaction reporting regime. In a DLT MTF ...
Anwendungsfragen zum Plattformen-Steuertransparenzgesetz
ID 21699
Das Bundesministerium der Finanzen (BMF) veröffentlicht Anwendungsfragen zum Plattformen-Steuertransparenzgesetz, welches die Meldepflicht und den automatischen Austausch von Informationen durch meldende Plattformbetreiber in Steuersachen regelt. Bitte die zugehörige eventid=19172 beachten. Die Anwendungsfragen befassen sich unter anderem mit der Begriffsbestimmung von Plattformbetreibern, der Festlegung von Meldeschwellen, der Berücksichtigung von Meldeverpflichtungen in Ver ...
Consolidated FAQs on the implementation of Council Regulation No 833/2014 and ...
ID 21688
The European Commission (EC) has published an updated consolidated version of its „FAQs on the implementation of Council Regulation No 833/2014 and Council Regulation No 269/2014“ in the light of the ongoing conflict in Ukraine. The consolidated version includes FAQs concerning EU sanctions „adopted following Russia’s military aggression against Ukraine“. The update includes the following changes: 1. Section „SECTOR SPECIFIC QUESTIONS“, top ...
Q&A about the entry into force of the Delegated Regulation supplementing the ...
ID 21654
On 31 January 2023, the Financial Services and Markets Authority (FSMA) published a set of frequently asked questions (FAQs) (only in French and Dutch) on the entry into force of Commission Delegated Regulation (EU) 2022/1288 of 6 April 2022 (the Sustainable Finance Disclosure Regulation Regulatory Technical Standards – SFDR RTS), which supplements the Sustainable Finance Disclosure Regulation (SFDR) with regulatory technical standards which entered ...
EBA clarifies the application of strong customer authentication requirements to ...
ID 21646
The European Banking Authority (EBA) published three Q&As that, jointly with three other Q&As that the EBA had published previously, clarify comprehensively the application of strong customer authentication (SCA) to digital wallets under the revised Payment Service Directive (PSD2). The six Q&As provide clarification on how SCA is applied when a payment card is added to a digital wallet and when payment transactions are ...
FAQ zum Rundschreiben 03/2022 (BA)
ID 21572
Die BaFin veröffentlicht die FAQ zum Rundschreiben 03/2022 (BA) zur Meldung schwerwiegender Zahlungssicherheitsvorfälle gemäß § 54 Abs. 1 Zahlungsdiensteaufsichtsgesetz (ZAG). Es werden Fragen zu den folgenden Themen beantwortet: Allgemeines – Kann eine abgegebene Meldung korrigiert werden? Betroffene Zahlungsvorgänge (zu 1.2 i.) – Welche Werte sind anzugeben, falls die genaue Anzahl betroffener Zahlungsvorgänge nicht bekannt ist? – Können die betroffenen Zahlungsvorgänge mit ...
Brexit: FAQs für Banken und Finanzdienstleistungsinstitute
ID 21562
Die BaFin aktualisiert ihre Antworten auf häufige Fragen von Banken und Finanzdienstleistungsinstituten zum erfolgten EU-Austritt des Vereinigten Königreichs. Neben zahlreichen redaktionellen Änderungen ist folgende Überarbeitung der Frage 21 – Großkredite: Wie sieht der deutsche Ansatz zur Behandlung von Forderungen gegenüber gruppenangehörigen Unternehmen für Großkreditzwecke nach § 2 der Groß- und Millionenkreditverordnung (GroMiKV) aus?“ zu beachten: 1. Löschu ...
Consolidated version
ID 21532
The European Commission (EC) has published an updated consolidated version of its „FAQs on the implementation of Council Regulation No 833/2014 and Council Regulation No 269/2014“ in the light of the ongoing conflict in Ukraine. The consolidated version includes FAQs concerning EU sanctions „adopted following Russia’s military aggression against Ukraine“. The update includes the following changes: 1. **Section „TRADE AND CUSTOMS“ , topic 2 ...
[ESMA71-102-173] ESMA Q&As- list of questions currently under development
ID 21526
On 20 January 2023, the European Securities and Markets Authority (ESMA) published an updated version of the list containing questions received through its Q&A process. ESMA is working on developing a web-based tool to facilitate the submission of questions and the publication of questions received. Compared to the previous version, the updated version contains one new question: 1. CSDR settlement discipline (Topic „Post Trading“) ...