Q&As

Questions and answers on the implementation of the MiFID II

ID 22854

The CNMV has published an updated version of its Q&As on the implementation of the MiFID II Directive. The Q&As are intended to transmit to the sector and, in particular, the entities providing investment services, interpretation criteria for the proper implementation of the requirements that according to Directive 2014/65/EU (MiFID II) should be applied from 3 January 2018.
The answer to questions 5.3 has been amended:
5.3 In relation to the remuneration policies and practices to be defined by the entities that provide investment services, is it possible to establish a 100% variable remuneration scheme for tied agents? (Last update: 19 April 2023)

Other Features
best execution
remuneration
securities
Date Published: 2023-04-19
Regulatory Framework: Markets in Financial Instruments Directive II (MiFID II)
Regulatory Type: Q&As

Q&A document related to the Code of good practice for investors

ID 25922
The CNMV has issued a Q&A document in relation to the Code of good practice for inves ...

Real Decreto 813/2023, de 8 de noviembre, sobre el régimen jurídico de las empresas ...

ID 25714
The Council of Ministers approved Royal Decree 813/2023, which was published in the BOE, a ...
Asset Management
report / study

The CNMV analyses the information offered by listed companies on European ...

ID 25342
The CNMV published its inaugural „Report on breakdowns regarding European Taxonomy 2 ...

CNMV adopts ESMA’s guidelines on the MiFID II’s product governance requirements to ...

ID 25293
The CNMV has informed ESMA of the adoption of the Guidelines on MiFID II product governanc ...
  • Topic Filter

    Top Tag Search
    Top Tag Search
    Top Tag Search
    Top Tag Search
You are on the training version of RISP core with limited functions and data. Please subscribe to RISP core for professional or academic use. We supply free real time datasets for approved academic research; professional subscriptions start at 950€ plus VAT per annum.

Compare Listings