Events listed in Capital Markets
Ausfall von zentralen Gegenparteien: BaFin wendet neue ESMA-Leitlinien an
ID 24498
Die BaFin hat angekündigt, die im Juni 2023 von der ESMA veröffentlichten Leitlinien zu Abwicklungsmaßnahmen in ihre Aufsichtspraxis zu übernehmen. Der Schwerpunkt dieser Leitlinien liegt auf den Bedingungen, die bestimmen, wann eine zentrale Gegenpartei (CCP) als ausfallend oder potenziell ausfallend betrachtet wird. Die Einführung der ESMA-Leitlinien zielt darauf ab, Aufsichts- und Abwicklungsverfahren innerhalb der EU zu standardisieren. Insbesondere klären sie den Status ...
Uruchamiamy „Blog nadzorczy UKNF“
ID 24493
The Polish Financial Supervision Authority, KNF, has published a press statement in which it informs of its new „Supervisory blog“. In this blog, the regulator will „post comments on current issues related to the functioning of the Polish financial sector“ as shown by the inaugurational post about refinancing of housing loans. The KNF encourages firms to familiarize themselves with the new blog and – ...
Zentrale Gegenparteien: BaFin wendet neue ESMA-Leitlinien zur Bewertung von ...
ID 24478
Die BaFin hat angekündigt, die im Juni 2023 von der ESMA veröffentlichten Leitlinien zur Bewertung von Kontrakten bei Abwicklungen in ihre Aufsichtspraxis zu übernehmen. Die Leitlinien richten sich speziell an die Abwicklungsverfahren bei zentralen Gegenparteien (CCP) und betreffen insbesondere die Methode, die die Abwicklungsbehörden bei der Bewertung von Kontrakten vor deren Beendigung anwenden sollen. Das Hauptziel der ESMA durch diese Veröffentlichung ist es, eine ...
Derivatives Clearing Organizations Recovery and Orderly Wind-Down Plans; ...
ID 24475
Following an announcement by the US Commodity Futures Trading Commission (CFTC) in June this year (please see EventID 21565 in this context), the Commission has now published in the Federal Register its proposed rule amendments to Statutory Instrument 17 CFR Part 39 as regards recovery and orderly wind-down plans of systemically important derivatives clearing organizations (SIDCOs) and other Subpart C derivative clearing organizations (DCOs) ...
Connect User Guide: How to reassign an application [pdf]
ID 24470
The Financial Conduct Authority, FCA, has published a new technical guide, namely the Connect User Guide – How to reassign an application, in connection with applications submitted via the FCA’s Connect System. The system permits registered users to file applications, notifications, and various other documents online. This latest guidance covers the steps to be performed for reassigning an application and applies to benchmark administrators, ...
Overall amount of unrealised losses in euro area banks’ bond portfolios contained
ID 24469
The ECB and EBA jointly conducted a data collection exercise, revealing that euro area banks supervised by the ECB reported net unrealised losses of approximately €73 billion in their bond portfolios held at amortised cost in February 2023. This amount was considered contained. The exercise covered both bonds held at amortised cost and at fair value through other comprehensive income, and it included information ...
Zentrale Gegenparteien: BaFin wendet neue ESMA-Leitlinien zu ...
ID 24451
Die BaFin hat angekündigt, die im Juni 2023 von der ESMA veröffentlichten Leitlinien zu Frühinterventionsmaßnahmen in ihre Aufsichtspraxis zu übernehmen. Die Leitlinien richten sich speziell an zentrale Gegenparteien (CCP) und sollen den zuständigen Behörden eine klare Orientierung darüber bieten, unter welchen Umständen sie solche Frühinterventionsmaßnahmen in Erwägung ziehen sollten. Ein Kernaspekt der Leitlinien sind die definierten Indikatoren, sowohl qualitativer als auc ...
Mise à jour du guide prospectus : informations sur la faculté de raccourcissement ...
ID 24450
The AMF has revised its doctrine DOC-2020-06 concerning information disclosure for public offerings or admission to regulated markets. This update has been consolidated into a new guide containing positions and recommendations from both AMF and ESMA. The guide serves to comprehensively present the new prospectus regulations and is divided into three parts: 1. The first part outlines the information to be included in prospectuses ...
FSOC Staff Committee Releases Progress Report on Interagency Efforts on ...
ID 24449
The Climate-related Financial Risk Committee (CFRC) of the Financial Stability Oversight Council (FSOC) has published a first staff progress report which outlines ongoing activities, including regulatory ones, as regards the assessment, management, and disclosures of climate-related financial risks of both U.S. businesses and regulatory authorities. The staff progress report follows a first Report on Climate-Related Financial Risk in October 2021 which contained a number ...
Lutte contre le blanchiment de capitaux et le financement du terrorisme : ...
ID 24447
On 22 November 2022, EBA issued guidelines outlining the procedures for credit and financial institutions to follow in order to comply with their due diligence obligations for remote customer onboarding under AML/CFT legislation. These guidelines (EBA/GL/2022/15) encompass steps for institutions when relying on third-party services and the establishment of CDD procedures for remote CDD measures. The **effective date for these guidelines is set for ...