Events listed in Asset Management
Council Implementing Regulation (EU) 2023/152 of 23 January 2023 implementing ...
ID 21539
New Council Implementing Regulation (EU) 2023/152 regarding sanctions measures directed towards person, entities, and bodies engaged in or supportive of serious human rights violations in Iran was published in the Official Journal (OJ) of the EU. It amends the list of sanctioned parties set out in Annex I to Council Regulation (EU) No 359/2011 by adding 18 persons and 19 entities to the list ...
Financial analysis template for mortgage intermediaries – incorporated ...
ID 21538
The Financial Conduct Authority (FCA) has published two new forms with respect to firms seeking authorization as financial mortgage intermediaries: 1. form for incorporated companies 2. form for sole traders and partnerships Both forms must be filed along with the application form and require the filing of a forecast income statement and a forecast balance sheet. Corresponding filing instructions are included in the third ...
Anwendung der Vorschriften über die Pflicht zur Mitteilung grenzüberschreitender ...
ID 21537
Das Bundesministerium der Finanzen (BMF) veröffentlicht eine Aktualisierung seines Schreibens zur Anwendung der Vorschriften über die Pflicht zur Mitteilung grenzüberschreitender Steuergestaltungen, die aufgrund der neuen gesetzlichen Regelungen durch das Gesetz zur Umsetzung der Richtlinie (EU) 2021/514 des Rates zur Änderung der Richtlinie 2011/16/EU über die Zusammenarbeit der Verwaltungsbehörden im Bereich der Besteuerung und zur Modernisierung des Steuerverfahrensrechts ...
Financial sanctions, Iran (human rights)
ID 21536
The UK government has published a new Financial Sanctions Notice regarding sanctions measures with respect to persons and entities that are engaged in or supportive of human rights abuses in Iran pursuant to Statutory Instrument SI 2019/134, the „Iran (Sanctions) (Human Rights) (EU Exit) Regulations 2019“. Specifically, the government informs that it has updated its sanction list by **adding five persons and two entities ...
Medienmitteilung 01/2023
ID 21535
Die Kantonalbanken Schwyz (SZKB) und Zug (ZGKB) treten der Asset Management Association Switzerland (AMAS) als Aktivmitglieder bei. Durch den Beitritt erhöht sich die Anzahl der Kantonalbanken innerhalb der AMAS auf sieben und spiegelt somit die „fortschreitende Diversifikation der Geschäftsmodelle im Bereich der Staatsbanken“.
DECRETO 4 ottobre 2022, n. 209 : Regolamento recante l’attuazione ...
ID 21534
Published in the Gazetta Ufficiale No. 17 on 21 January 2023, the Decree No. 209 of 4 October 2022, of the Ministry of Economy and Finance outlines the Regulations on the implementation of Article 111-bis of Legislative Decree No. 385 of Sept. 1, 1993 (Consolidated Banking Law – TUB), as amended by Law No. 232 of Dec. 11, 2016, on the regulation of ethical ...
Inauguracja wielonarodowego projektu w obszarze zrównoważonego finansowania
ID 21533
The Polish Financial Supervision Authority, KNF, has published a press statement to inform that together with the financial supervisisory authorities of Malta, Croatia, and Romania it has launched a cross-border project on the implementation of effective supervision of financial markets and market participants with respect to „sustainable finance“. Specifically, the focus of the new project will lay on the development of effective supervisory controls ...
Consolidated version
ID 21532
The European Commission (EC) has published an updated consolidated version of its „FAQs on the implementation of Council Regulation No 833/2014 and Council Regulation No 269/2014“ in the light of the ongoing conflict in Ukraine. The consolidated version includes FAQs concerning EU sanctions „adopted following Russia’s military aggression against Ukraine“. The update includes the following changes: 1. **Section „TRADE AND CUSTOMS“ , topic 2 ...
Réponse de l’AFG à la consultation des ESAs sur le « greenwashing »
ID 21531
On 20 January 2023, the Association Française de la Gestion financière (AFG) published its response to the consultation by European Supervisory Authorities (ESAs‘) on greenwashing. At the end of November 2022, the ESAs (EBA, EIOPA & ESMA) run a consultation on the subject of greenwashing until 10 January 2023. The purpose of the consultation was to **gather information on how to understand the main ...
Kryptowertpapierliste nach eWpG
ID 21530
Die BaFin hat auf ihrer Website gemäß § 20 Absatz 3 des Gesetzes über elektronische Wertpapiere (eWpG) eine aktualisierte öffentliche Kryptowertpapierliste publiziert. „Darin bündelt sie Informationen zu Kryptowertpapieren, die ihr nach § 20 Absatz 1 Satz 2 eWpG mitgeteilt werden. Die Angaben in der Liste beruhen auf den von den Emittenten vorgenommenen Veröffentlichungen im Bundesanzeiger. Die Kryptowertpapierliste soll eine unkomplizierte Übersicht über die mit ...