Events listed in Banks
Guidance: Financial sanctions: guidance
ID 24693
The HM Treasury and its Office of Financial Sanctions Implementation (OFSI) have updated their website containing various financial sanction guidances by issuing an entirely new guidance on upcoming „Financial sanctions webinars and events“ by the OFSI. Specifically, the new guidance will keep financial market participants informed of any such events which are aimed at providing information on (1) how financial sanctions can impact UK ...
New consolidated version: Council Regulation (EC) No 881/2002 of 27 May 2002 ...
ID 24692
A new consolidated version of Council Regulation (EC) No 881/2002 with respect to sanction measures directed against persons and entities associated with ISIL (Da’esh) and Al-Qaida was published in the Official Journal (OJ) of the EU. The consolidated version contains the amendments made by Commission Implementing Regulation (EU) 2023/1580 which modified Annex I of the 2002 Regulation containing a list of sanctioned parties to ...
Asset Management
conference / webinar
4. IT-Grundschutz-Tag 2023
ID 24691
In einer Veröffentlichung weist das BSI auf den geplanten 4. IT-Grundschutz-Tag 2023 hin, der am 11. Oktober 2023 in Nürnberg in hybrider Form stattfindet und vom BSI in Zusammenarbeit mit der HiSolutions AG organisiert wird. Der Fokus der Veranstaltung ist „360° Einblick: Praxisorientierte Perspektiven der IT-Grundschutz-Zertifizierung“. Teilnehmer erwartet ein Einblick in den IT-Grundschutz und den Ablauf einer IT-Grundschutz-Zertifizierung. Verschiedene Redner, ...
Asset Management
conference / webinar
La CNPD intervient à la Tech Supreme Court : Edition IA
ID 24688
Maxime Dufour, an agent at the CNPD, is set to participate in the upcoming Tech Supreme Court, scheduled for 19 October 2023 at 3pm. The event is organized by Techsense and will take place at the Hemicycle in Luxembourg. This event will adopt a mock trial format, featuring charges brought by a public prosecutor and a court consisting of three judges emeritus, along with ...
Financial sanctions, Democratic People’s Republic of Korea
ID 24686
The HM Treasury’s Office of Financial Sanctions Implementation, OFSI, has published a new Financial Sanctions Notice regarding sanctions measures with respect to persons and entities engaged in or supportive of the nuclear power program of the Democratic People’s Republic of Korea (DRK) pursuant to Statutory Instrument SI 2019/411, the „Democratic People’s Republic of Korea (Sanctions) (EU Exit) Regulations 2019“. Specifically, the OFSI informs t ...
Financial sanctions targets: list of all asset freeze targets
ID 24685
Following the publication of recent sanction measures, a new consolidated version of the list containing the names of ALL parties currently subject to asset freezing measures in the UK as of August 21, 2023 was published by the HM Treasury’s Office of Financial Sanctions Implementation.
FAQs on the Notice on Business Conduct Requirements for Corporate Finance Advisers
ID 24683
The Monetary Authority of Singapore, MAS, has published a revised version of its FAQs on the Notice on Business Conduct Requirements for Corporate Finance Advisers. The frequently asked questions specifically provide clarifications and examples of MAS‘ expectations as regards the management of conflicts of interest, internal control and governance, and customer due diligence of firms and individuals engaged in the provision of corporate finance ...
Methods of transmitting reports via S3 Application Programming Interface – ...
ID 24682
This document provides technical guidance on transmitting reports via the S3 API. The guidance outlines the technical aspects of S3 reporting and emphasizes the importance of proper setup and testing before production submissions. The primary objective is to offer comprehensive information on the S3 system reporting. #### S3 System Reporting Technical Specifications The process for submitting a report via the S3 system involves three ...
List of non-legal corrections and clarifications in the FCA Handbook
ID 24681
The Financial Conduct Authority ( FCA) has published an updated version of its List of non-legal corrections and clarifications in the FCA Handbook which contains changes the regulator has recently made to its Handbook which were NOT outlined in any corresponding instrument. The modifications are technical in nature, including corrections and adjustments primarily for clarification, correction, and regulatory alignment purposes. They do NOT alter ...
Wolfsberg Group Response to FATF Consultation relating to Non-Profit Organisations
ID 24680
The Wolfsberg Group, in response to the FATF’s public consultations, has expressed its feedback on the revisions to R.8/INR.8 and the BPP concerning NPOs and their vulnerability to terrorist financing abuse. The Group welcomes the revisions aimed at implementing a risk-based approach, recognizing the diversity in the risk profiles of NPOs. Concerning the placement of example measures in INR.8, they argue that their removal ...