Events listed in report / study
An anatomy of the 2022 gilt market crisis
ID 22602
The Prudential Regulation Authority, PRA, has published a new working paper in which it presents the findings from an analysis of the causes and consequences of the yield hikes in UK gilts in September and October 2022. The paper thereby looks at „market liquidity, investor behaviour and price dynamics“ and lays down how the initial yield hike was triggered and the consequences such hikes ...
Asset Management
report / study
IOSCO publishes final measures for regulators to consider in addressing emerging ...
ID 22588
IOSCO has released a Final Report on Retail Market Conduct. This report is a response to the changing macro conditions, demographic trends, and technological developments that have influenced the retail trading landscape The Retail Market Conduct Task Force of the IOSCO Board led the preparation of the report. This task force includes the Australian Securities and Investments Commission and the Central Bank of Ireland. ...
Grüne Bundeswertpapiere
ID 22583
Das Bundesfinanzministerium (BMF) veröffentlicht den Allokationsbericht für Grüne Bundeswertpapiere 2022, der Investoren über die als „grün“ anerkannten Ausgaben im Klima-, Umwelt- und Naturschutz des Bundeshaushalts 2021 informiert. Grün anerkannte Ausgaben sind solche, die Klima- und Nachhaltigkeitsziele unterstützen und aus verschiedenen Bereichen des Bundeshaushalts stammen. Dazu gehören materielle und immaterielle Vermögenswerte. Die Auswahl der anrechenbaren Ausgaben or ...
Economic crime plan 2023 to 2026
ID 22572
The UK government has published its Economic Crime Plan 2 which builds upon the first plan issued in 2019 and covers the period 2023 through 2026. Therein, the government sets out (regulatory) measures it intends to take within the next three years to reach the following key objectives – as quoted: 1. reducing money laundering and recovering more criminal assets 2. combatting kleptocracy and ...
The second Annual Report on Sustainable Investments and Climate Risks is published ...
ID 22564
The Bank of Italy has published its second Annual Report on sustainable investments and climate-related risks. The report is released contemporaneously with similar documents from the ECB and other central banks of the Eurosystem, sharing a common reporting model that follows the recommendations of the Task Force on Climate-related Financial Disclosures (TCFD). The Bank of Italy has been incorporating financial and sustainability criteria into ...
Big steps needed to ensure compliant reporting of sustainability information in ...
ID 22562
The AFM conducted a study into companies’ climate reporting and the related assurance provided by audit firms ahead of the introduction of new requirements. From 1 January 2024, stricter transparency requirements will apply to sustainability (ESG) reporting in annual reports of the largest listed companies under the Corporate Sustainability Reporting Directive (CSRD). This will include **disclosing the impact of climate change on the company’s ...
FinCEN Analysis of Business Email Compromise in the Real Estate Sector Reveals ...
ID 22561
The Financial Crimes Enforcement Network (FinCEN) has issued a new financial trend analysis on „patterns and trends identified in Bank Secrecy Act (BSA) data relating to business email compromise (BEC) in the real estate sector“. Therein, FinCEN primarily outlines the findings from an analysis of suspicious activities reports (SARs) filed from January 2020 through December 2021 relating to suspicious transactions as regards real estate ...
[ESMA32-63-1385 ] 2022 Corporate Reporting Enforcement and Regulatory Activities ...
ID 22553
The European Securities and Markets Authority (ESMA) has released its 2022 Corporate Reporting Enforcement and Regulatory Activities Report, which provides an overview of activities carried out by ESMA and enforcers on financial and non-financial information and European Single Electronic Format (ESEF) reporting. Enforcers undertook 640 examinations of financial statements drawn up in accordance with IFRS, and took enforcement actions against 225 issuers to address ...
Asset Management
report / study
EIOPA explores nature-related risks and their impact on insurers in staff paper
ID 22545
The European Insurance and Occupational Pensions Authority (EIOPA) published a “EIOPA Staff paper on nature-related risks and impacts for insurance“. Protecting nature’s biodiversity and ecosystems has become crucial in the fight against climate change, and the failure to account for, mitigate, and adapt to the consequences of nature loss could have economic implications that may put overall financial stability at risk. The paper aims ...
Communiqué de presse : 21e édition de l’enquête annuelle sur l’exercice des droits ...
ID 22536
The AFG has released its 21st annual survey on the exercise of voting rights by management companies. The survey measures trends in participation by management companies in votes at general meetings, the means used to carry out this activity, and their judgment on the quality of governance. In the aggregate, participation of management companies in general meetings has increased by 10% this year, with ...