Events listed in information
Kryptowertpapierliste nach eWpG
ID 21530
Die BaFin hat auf ihrer Website gemäß § 20 Absatz 3 des Gesetzes über elektronische Wertpapiere (eWpG) eine aktualisierte öffentliche Kryptowertpapierliste publiziert. „Darin bündelt sie Informationen zu Kryptowertpapieren, die ihr nach § 20 Absatz 1 Satz 2 eWpG mitgeteilt werden. Die Angaben in der Liste beruhen auf den von den Emittenten vorgenommenen Veröffentlichungen im Bundesanzeiger. Die Kryptowertpapierliste soll eine unkomplizierte Übersicht über die mit ...
Consolidated assessment ratings – Ecuador’s measures to combat money ...
ID 21528
On 9 January 2023, the Financial Action Task Force (FATF) has published an update to its Consolidated assessment ratings together with Ecuador’s Mutual Evaluation Report of the Republic of Ecuador and Uganda’s 9th Enhanced Follow-up Report & 4th Technical Compliance Re-Rating, addressing the progresses made in relation to tackle money laundering and terrorist financing. CONSOLIDATED ASSESSMENT RATINGS The updated Consolidated assessment ratings provide an ...
Correction of TRS 2 validation
ID 21527
The Swedish Financial Supervisory Authority, Finansinspektionen (FI), has published a press release in connection with trade reporting to its TRS 2 System. TRS 2 is a transaction reporting system to which investment firms and trading venues that „deal“ in securities and / or that undertake management services on behalf of clients must report certain transactions. Specifically, the regulator requests all firms that have previously ...
New consolidated version: Commission Delegated Regulation (EU) 2017/653 of 8 March ...
ID 21522
A new consolidated version of Commission Delegated Regulation (EU) 2017/653 setting forth the regulatory standards for the creation of a „Key Information Document (KID)“ for Packaged Retail and Insurance-based Investment Products (PRIIPs) was published in the Official Journal (OJ) of the EU. The document contains the modifications made by Commission Delegated Regulation (EU) 2021/2268 – which itself was subsequently modified by [Commission Delegated Regulati ...
Table de spreads au titre de MIF II et PRIIPs – Décembre 2022
ID 21521
On 19 January 2023, the Association Française de la Gestion financière (AFG) published the spread table for December 2022. „Published half-spreads are calculated over a 12-month rolling period. Therefore, the effect related to spikes observed during exceptional circumstances is smoothed and long-lasting“. The indicated spreads may be used for purposes of MiFID II and PRIIPS transaction cost calculations (if arrival prices aren’t available).
Branches and Relocations: Revised Comptroller’s Licensing Manual Booklet
ID 21520
The Office of the Comptroller of the Currency, OCC, has published an updated version of its Licensing Manual: Branches and Relocations. The Manual sets out the notification and application requirements of (foreign) national banks and savings associations seeking to relocate or establish a branch or to move a head office to a different location. The Manual thereby describes the – content, form, and timing ...
Thematic review of retirement income advice
ID 21517
The Financial Conduct Authority, FCA, has published a press statement to announce an upcoming thematic review of financial advisers engaged in the advising clients as regards pension fund investments. The key objective of the review it to assess the suitability of the advice given by financial advisers to customers to ensure adequate outcomes for such. The thematic review was previously postponed due to the ...
Verzeichnis der mindestreservepflichtigen Institute
ID 21516
Die Schweizerische Nationalbank (SNB) veröffentlicht das aktuelle Erhebungsformular (Meldewesen) für folgendes Fachgebiet: + Erhebungsgegenstand: Erhebung der mindestreservepflichtigen Bilanzpositionen sowie der anrechenbaren liquiden Aktiven gemäss Kapitel 3 (Mindestreserven) der Verordnung zum Bundesgesetz über die Schweizerische Nationalbank + Art: Vollerhebung + Auskunftspflicht: Alle Banken + Erhebungsstufe: Unternehmung + Periodizität: Monatlich (Unterlegungsperiode: 20 ...
Stand der DBA und anderer Abkommen am 1. Januar 2023
ID 21505
Das Bundesfinanzministerium (BMF) hat ein ein Schreiben zum Stand der Doppelbesteuerungsabkommen (DBA) und anderer Abkommen im Steuerbereich sowie der Abkommensverhandlungen am 1. Januar 2023 veröffentlicht. Neben dem Überblick über den aktuellen Stand der Doppelbesteuerungsabkommen (DBA) und anderer Abkommen im Steuerbereich sowie der Abkommensverhandlungen enthält das Schreiben eine Auflistung der folgenden geltenden und künftigen Abkommen der BRD: 1. Abkommen auf dem Gebie ...
Nałożenie kar pieniężnych na Zakłady Mięsne Henryk Kania SA w upadłości
ID 21500
The Polish Financial Supervision Authority (KNF) has published a press release to inform that it has fined Zakłady Mięsne Henryk Kania SA for breaching Article 56 of the Act on Public Offerings, Conditions Governing the Introduction of Financial Instruments to Organised Trading, and Public Companies (Act on Public Offerings). Specifically, the company was fined for various breaches of this article because of its failure ...